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Tiffany Sue Kent

Tiffany S. Kent

WEALTH ENGAGEMENT
ATLANTA, GA 30327
Some features on this profile are disabled
CRD#: 4428144
Tiffany Sue Kent

Professional summary

Tiffany Sue Kent, CFP®, who also goes by Tiffany Sue Darling, is a registered financial advisor currently at WEALTH ENGAGEMENT located in Atlanta, Georgia.

Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Tiffany has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tiffany Sue Darling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Sue Kent's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

October 2, 2020 - Present

WEALTH ENGAGEMENT

Office #1: 3715 Northside Parkway Nw, Building 100 Ste 500, Atlanta, GA 30327
RIA
CRD#: 310438
ATLANTA, GA
Past

March 9, 2018 - September 1, 2020

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
Atlanta, GA
Past

March 3, 2018 - September 1, 2020

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
ATLANTA, GA
Past

January 8, 2015 - March 4, 2016

FRIEDBERG INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 111911
HOUSTON, TX
Past

December 18, 2002 - September 24, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 4, 2001 - November 25, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WEALTH ENGAGEMENT
WEALTH ENGAGEMENT | WEALTH ENGAGEMENT LLC

CRD#: 310438 / SEC#: 801-132166

RIA
Registered Investment Advisory firm - (3/13/2025 Approved)
Georgia
Registered Investment Advisory firm - (3/20/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(10/2/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 3/31/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/2/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/20/2018
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/2018
General Securities Representative Examination

Current Firm

WE
WEALTH ENGAGEMENT
WEALTH ENGAGEMENT | WEALTH ENGAGEMENT LLC

CRD#: 310438 / SEC#: 801-132166

RIA
Registered Investment Advisory firm - (3/13/2025 Approved)
Georgia
Registered Investment Advisory firm - (3/20/2025 Terminated)
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Contact information

Main Address
3715 Northside Parkway Nw, Building 100 Ste 500, Atlanta, GA 30327
Mailing Address
Phone number
(917) 826-5955
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEALTH ENGAGEMENT (3/20/2025)

Regulatory assets under management

Total Number of Accounts92
AUM (Assets Under Management)$ 100,410,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENGAGEMENT

CRD#: 310438Atlanta, GA 30327

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