Nugroho (. Soeharto

FOCUSED INVESTORS LLC

LOS ANGELES, CA 90212

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CRD#: 4427937

Professional summary

Nugroho (nmn) Soeharto, who also goes by Nugroho Soeharto, is a registered financial advisor currently at FOCUSED INVESTORS LLC located in Los Angeles, California.

Nugroho is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nugroho has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nugroho Soeharto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nugroho (nmn) Soeharto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2008 - Present

FOCUSED INVESTORS LLC

Office #1: 1999 Avenue Of The Stars, Suite 3320, Los Angeles, CA 90212

RIA

CRD#: 140010

LOS ANGELES, CA

Past

January 20, 2006 - March 12, 2008

SADDLE PEAK ASSET MANAGEMENT, LLC

RIA

CRD#: 137341

SANTA MONICA, CA

Past

July 27, 2001 - January 9, 2006

PACIFIC FINANCIAL RESEARCH INVESTMENT MANAGEMENT

RIA

CRD#: 104514

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUSED INVESTORS LLC

CRD#: 140010 / SEC#: 801-66523

RIA

Registered Investment Advisory firm - (6/28/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/28/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2001

Uniform Investment Adviser Law Examination

Current Firm

FOCUSED INVESTORS LLC

CRD#: 140010 / SEC#: 801-66523

RIA

Registered Investment Advisory firm - (6/28/2006 Approved)

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Contact information

Main Address

1999 Avenue Of The Stars Suite 3320, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 734-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 3,236,841,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nugroho (. Soeharto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nugroho (nmn) Soeharto's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUSED INVESTORS LLC

SADDLE PEAK ASSET MANAGEMENT, LLC

PACIFIC FINANCIAL RESEARCH INVESTMENT MANAGEMENT

Primary Firm SEC Registration

FOCUSED INVESTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2001

Current Firm

FOCUSED INVESTORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUSED INVESTORS LLC

TRUST BUT VERIFY

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