JJ
Jared S. Johnson
PLANMEMBER SECURITIES
Temecula, CA 92590
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CRD#: 4427850
JJ
Professional summary
Jared Severin Johnson is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Temecula, California.
Jared is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jared has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HCB MANAGEMENT INC;44957 Blue Rosemary Way Temecula CA 92592;START DATE: 1/2/2012;OFFICER ;FIXED & INDEX ANNUITIES, LIFE INSURANCE, LONG TERM CARE, FINANCIAL PLANNING, DISABILITY INSURANCE;. S CORP;NUM OF HRS/MTH DEVOTED TO THIS BUS: 100;NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HOURS:25;IR 2)HCB MANAGEMENT INC.; 44929 TUDAL ST, TEMECULA, CA 92592;S CORP; START DATE: 09/17/2012;CONSULTANT;REHAB FOR RENTAL PROPERTIES;NUM OF HRS/MTH DEVOTED TO THIS BUS:5;NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HOURS:0 ;NIR 3)MFG & Insurance Services Inc. dba Lighthouse Capital Planners.; 27349 Jefferson Ave., #212, Temecula, CA 92590; Agent; Start Date: 7/1/2021; President/Agent; Advisor Services, Investments and Sales and Services of Securities and Insurance; Approx. Number of Hours/Month Devoted to this Business during trading hours: 60; Approx. Number of Hours/Month Devoted to this Business: 40; IR 4)Living Trustify; 1105 S Euclid St, Ste B Fullerton CA 92832; Start Date 10/1/2021; Referral Agent; Online service providing legal forms and information; 2 hrs/mo; 2 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Jared Severin Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jared Severin Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2009 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 27349 Jefferson Ave., #212, Temecula, CA 92590RIA
BD
CRD#: 11869
Temecula, CA
Current
January 15, 2009 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 27349 Jefferson Ave., #212, Temecula, CA 92590RIA
BD
CRD#: 11869
Temecula, CA
Past
February 10, 2004 - November 18, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BONSALL, CA
Past
January 30, 2004 - November 18, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
BONSALL, CA
Past
January 2, 2004 - January 28, 2004
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
April 12, 2002 - March 14, 2003
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
September 10, 2001 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/23/2021)
RR
California(1/16/2009)
IAR
California(1/16/2009)
RR
Colorado(10/6/2022)
RR
Idaho(10/6/2022)
RR
Indiana(8/25/2016)
RR
Nevada(5/31/2022)
RR
North Carolina(8/20/2024)
RR
Ohio(11/29/2018)
RR
Oregon(10/1/2025)
RR
Tennessee(10/7/2022)
IAR
Texas(11/12/2021)
RR
Texas(11/15/2021)
RR
Utah(11/17/2021)
RR
Washington(8/29/2018)
RR
Wyoming(6/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
