Stephen R. Burns
Professional summary
Stephen Robert Burns, who also goes by Steve Burns, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2001. Stephen has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Robert Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116February 16, 2016 - January 20, 2022
COREBRIDGE CAPITAL SERVICES, INC.
January 29, 2016 - March 1, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
June 28, 2013 - January 4, 2016
COREBRIDGE CAPITAL SERVICES, INC.
June 12, 2013 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 29, 2005 - March 22, 2013
EQUITABLE DISTRIBUTORS, LLC
December 8, 2004 - April 8, 2005
MONY SECURITIES CORPORATION
August 3, 2001 - September 21, 2004
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2024)
(1/28/2022)
(1/28/2022)
(1/28/2022)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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