Raymond Dewar
Professional summary
Raymond Dewar III, who also goes by Raymond A Dewar III, Raymond Andrew Dewar III, Raymond Dewar, Raymond Andrew Dewar Iii, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Bernardsville, New Jersey.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Raymond has worked at 4 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Dewar III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond Dewar III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2021 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 70 Morristown Road, Bernardsville, NJ 07924September 8, 2025 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 70 Morristown Road, Bernardsville, NJ 07924November 14, 2016 - December 14, 2018
J.P. MORGAN SECURITIES LLC
September 5, 2011 - June 14, 2012
MORGAN STANLEY
August 4, 2011 - June 14, 2012
MORGAN STANLEY
August 17, 2001 - June 6, 2007
PFS INVESTMENTS INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/30/2022)
(1/4/2022)
(4/12/2021)
(1/3/2022)
(9/5/2023)
(6/30/2022)
Exams
Series 7TO
Date: 9/8/2025
General Securities Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
