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Shane Darin Collins

CRD# 4427495·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Shane is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shane Darin Collins was a registered financial advisor. Shane was a previously registered financial professional and started their career in finance 2001 - 2012. Shane had worked at 1 firm and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FIRST HORIZON ADVISORS, INC.·CRD# 17117
BD
Memphis, TN
August 3, 2001 - May 31, 2012

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Current Firm

FH
FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC | FTB ADVISORS, INC. | FIRST TENNESSEE DISCOUNT BROKERAGE, INC. | FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON INVESTMENT SERVICES, A DIVISION OF FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON ADVISORS, INC.

CRD#: 17117 / SEC#: 801-78594, 8-35061
BD
Terminated by SEC on 03/30/2026

Contact Information

Main Address

4990 Poplar Avenue 3rd Floor, Memphis, TN 38117

Phone Number

+1 (800) 213-3702

Established

Tennessee since 10/24/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

239

Documents

Latest Form ADV

Part 2 Brochures

FIRST HORIZON ADVISORS, INC. PART 2A BROCHURE (3/24/2025)

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON BANKSOLE SHAREHOLDER—
KRUSE, KAREN MORTONPRESIDENT2862059
KRUSE, KAREN MORTONCHIEF COMPLIANCE OFFICER2862059
SMITH, CAROL ANNETTEFINOP6421113

Regulatory Assets Under Management

Total Number of Accounts

9,076

AUM (Assets Under Management)

$13,617,534,771

Disclosures

Regulatory Event

7

Arbitration

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/15/2025Cover PageReport
08/16/2024Cover PageReport
12/21/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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