Thomas A. Woodward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Woodward, CFP® was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2001. Thomas had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
May 19, 2014 - September 25, 2023
WOODWARD FINANCIAL SERVICES
January 27, 2014 - May 19, 2014
WOODBURY FINANCIAL SERVICES, INC.
August 11, 2003 - May 19, 2014
WOODBURY FINANCIAL SERVICES, INC.
September 25, 2001 - August 28, 2003
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODWARD FINANCIAL SERVICES
CRD#: 170218 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 35,337,873 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
