Shawn E. Whitehead
Professional summary
Shawn Eric Whitehead, who also goes by Shawn Whitehead, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 2002. Shawn has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn Eric Whitehead's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2019 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660May 30, 2018 - January 2, 2019
CITIZENS SECURITIES, INC.
May 23, 2018 - January 2, 2019
CITIZENS SECURITIES, INC.
January 4, 2017 - September 7, 2017
VOYA FINANCIAL ADVISORS, INC.
December 21, 2016 - September 7, 2017
VOYA FINANCIAL ADVISORS, INC.
May 1, 2010 - December 2, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - December 2, 2016
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 16, 2006 - May 1, 2010
BOFA ADVISORS, LLC
March 16, 2006 - May 1, 2010
BOFA DISTRIBUTORS, INC.
June 27, 2005 - March 17, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 7, 2002 - May 16, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2019)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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