Scott M. Riethman

LJI WEALTH MANAGEMENT

Indianapolis, IN 46220

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CRD#: 4427144

Professional summary

Scott Matthew Riethman, CFP®, who also goes by Scott M Riethman, is a registered financial advisor currently at LJI WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott M Riethman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JHR PENSIONS, LLC COLUMBUS OH PARTNER SINCE 05/2024 NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Matthew Riethman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 25, 2020 - Present

LJI WEALTH MANAGEMENT, LLC

Office #1: 6569 Carrollton Avenue, Indianapolis, IN 46220

RIA

CRD#: 145399

Indianapolis, IN

Past

June 19, 2013 - June 8, 2020

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

April 9, 2007 - June 8, 2020

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 24, 2006 - March 30, 2007

RIVERNORTH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122020

WEST PALM BEACH, FL

Past

April 28, 2003 - March 31, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

May 21, 2002 - April 3, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 26, 2001 - May 28, 2002

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LJI WEALTH MANAGEMENT, LLC

CRD#: 145399 / SEC#: 801-77820

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Florida

Registered Investment Advisory firm - (4/5/2013 Terminated)

Indiana

Registered Investment Advisory firm - (4/5/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/12/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/24/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LJI WEALTH MANAGEMENT, LLC

CRD#: 145399 / SEC#: 801-77820

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Florida

Registered Investment Advisory firm - (4/5/2013 Terminated)

Indiana

Registered Investment Advisory firm - (4/5/2013 Terminated)

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Contact information

Main Address

6569 Carrollton Avenue, Indianapolis, IN 46220

Mailing Address

Phone number

(317) 466-9702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 1,071,025,683

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott M. Riethman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Matthew Riethman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

RIVERNORTH CAPITAL MANAGEMENT, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

A. G. EDWARDS & SONS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

LJI WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2013

Series 63

Date: 11/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/19/2002

Series 6

Date: 7/24/2001

Current Firm

LJI WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LJI WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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