Kevin W. O'hanlon

ROCKFORD FINANCIAL PLANNING

Wilmington, DE 19803

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CRD#: 4427111

Professional summary

Kevin William O'hanlon, CFP®, who also goes by Kevin William O Hanlon, is a registered financial advisor currently at ROCKFORD FINANCIAL PLANNING located in Wilmington, Delaware.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Tax Planning

Estate Planning

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Estate & Generational Planning...

Investment Advice with Ongoing...

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Kevin William O Hanlon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Real Estate Ownership; Single Family; Wilmington, DE 19806; July 2011. Kevin O'Hanlon is currently a rental property owner/manager for this property. This activity takes place outside of trading hours. (2) Kevin O'Hanlon is the managing member of Rockford Tax, LLC. Currently this entity does not conduct any business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William O'hanlon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 26, 2021 - Present

ROCKFORD FINANCIAL PLANNING

Office #1: 1521 Concord Pike Suite 100, Wilmington, DE 19803

RIA

CRD#: 312048

Wilmington, DE

Past

August 12, 2002 - April 5, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WILMINGTON, DE

Past

August 22, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 22, 2001 - April 5, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WILMINGTON, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(3/26/2021)

IAR

Maryland
(11/22/2021)

IAR

Pennsylvania
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Current Firm

ROCKFORD FINANCIAL PLANNING

ROCKFORD FINANCIAL PLANNING | ROCKFORD FINANCIAL PLANNING LLC

CRD#: 312048 / SEC#:

Delaware

Registered Investment Advisory firm - (3/24/2021 Approved)

Maryland

Registered Investment Advisory firm - (11/22/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/3/2021 Approved)

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Contact information

Main Address

1521 Concord Pike Suite 100, Wilmington, DE 19803

Mailing Address

Phone number

(302) 438-7600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 65,972,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Kevin W. O'hanlon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William O'hanlon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKFORD FINANCIAL PLANNING

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2001

Current Firm

ROCKFORD FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKFORD FINANCIAL PLANNING

TRUST BUT VERIFY

Contact information

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