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Kevin William O'hanlon

Kevin W. O'hanlon

ROCKFORD FINANCIAL PLANNING
WILMINGTON, DE
Some features on this profile are disabled
CRD#: 4427111
Kevin William O'hanlon

Professional summary

Kevin William O'hanlon, CFP®, who also goes by Kevin William O Hanlon, is a registered financial advisor currently at ROCKFORD FINANCIAL PLANNING located in Wilmington, Delaware.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Business Owners
Corporate Executives
Estate & Generational Planning Issues
Investment Advice with Ongoing Management
Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?
Retirement Income Management
Tax Planning
Estate Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes

Aliases

Kevin William O Hanlon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin William O'hanlon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

March 26, 2021 - Present

ROCKFORD FINANCIAL PLANNING

RIA
CRD#: 312048
WILMINGTON, DE
Past

August 12, 2002 - April 5, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WILMINGTON, DE
Past

August 22, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 22, 2001 - April 5, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WILMINGTON, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(3/26/2021)
IAR
Maryland
(11/22/2021)
IAR
Pennsylvania
(12/3/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/19/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2001
General Securities Representative Examination

Current Firm

ROCKFORD FINANCIAL PLANNING
ROCKFORD FINANCIAL PLANNING
ROCKFORD FINANCIAL PLANNING | ROCKFORD FINANCIAL PLANNING LLC

CRD#: 312048 / SEC#:

Delaware
Registered Investment Advisory firm - (3/24/2021 Approved)
Maryland
Registered Investment Advisory firm - (11/22/2021 Approved)
Pennsylvania
Registered Investment Advisory firm - (12/3/2021 Approved)
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Contact information

Main Address
Wilmington, DE
Mailing Address
1732a Marsh Road Box 224, Wilmington, DE 19810-4606
Phone number
(302) 438-7600
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts349
AUM (Assets Under Management)$ 65,972,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCKFORD FINANCIAL PLANNING

ROCKFORD FINANCIAL PLANNING

CRD#: 312048Wilmington, DE

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