Jason S. Gettenberg
Professional summary
Jason Scott Gettenberg, who also goes by Jay Gettenberg, is a registered financial professional currently at ACI CAPITAL MARKETS, LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 65 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Scott Gettenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2026 - Present
ACI CAPITAL MARKETS, LLC
Office #1: 199 Water Street 9th Floor, New York, NY, 10038December 22, 2021 - March 4, 2022
TICKRS CLEARING
May 14, 2021 - March 2, 2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 5, 2021 - January 3, 2022
NINTH ETERNITY SECURITIES LLC
March 16, 2021 - September 9, 2021
SAFENED US, INC.
July 20, 2020 - November 13, 2020
CARTA CAPITAL MARKETS, LLC
April 23, 2020 - April 26, 2021
CORTEX INVESTMENT BANKING, LLC
September 19, 2019 - October 1, 2020
ALTRUIST FINANCIAL LLC
August 23, 2019 - March 27, 2020
KPG CAPITAL PARTNERS, LLC
August 7, 2019 - June 1, 2020
PLUS VENTURE PARTNERS, LLC
July 11, 2019 - September 22, 2020
PHCP, LLC
May 1, 2019 - October 15, 2020
INVESTIFI SECURITIES LLC
November 15, 2018 - June 20, 2019
ASPIRATION FINANCIAL LLC
September 4, 2018 - August 1, 2019
SAGETRADER, LLC
August 28, 2018 - December 21, 2021
WILLIAM HOOD & COMPANY
August 20, 2018 - March 8, 2021
JIKO SECURITIES INC.
June 20, 2018 - February 3, 2022
SIMON MARKETS LLC
April 12, 2018 - May 28, 2019
HUBBLE INVESTMENTS, LLC
March 29, 2018 - June 4, 2019
DALZELL TRADING, LLC
December 4, 2017 - September 22, 2020
CRB SECURITIES, LLC
July 17, 2017 - February 16, 2021
JP DERIVATIVES, LLC
June 9, 2017 - November 1, 2018
MUNDIAL FINANCIAL GROUP, LLC
April 27, 2017 - November 1, 2019
BUCKLER SECURITIES LLC
April 6, 2017 - November 14, 2018
NYPPEX, LLC
February 28, 2017 - August 31, 2020
SILICON PRAIRIE CAPITAL PARTNERS, LLC
February 15, 2017 - December 9, 2021
J. STREICHER & CO. L.L.C.
January 4, 2017 - November 1, 2019
LIQUIDITYEDGE, LLC
November 15, 2016 - December 21, 2020
NORFOLK MARKETS, LLC
July 8, 2016 - July 1, 2020
ARDEA PARTNERS LP
April 25, 2016 - August 2, 2017
OSPREY PARTNERS LLC
April 4, 2016 - April 30, 2019
CAPITAL DYNAMICS BROKER DEALER LLC
March 31, 2016 - December 1, 2021
HAMILTON LANE SECURITIES LLC
March 8, 2016 - July 11, 2016
CROWN STERLING CAPITAL LLC
February 5, 2016 - June 29, 2018
ABG, LLC
February 1, 2016 - October 29, 2018
STRATFORD PARTNERS
January 27, 2016 - November 2, 2018
CAPFI PARTNERS LLC
October 30, 2015 - August 22, 2016
BONWICK CAPITAL PARTNERS, LLC
October 13, 2015 - December 23, 2021
SIDOTI & COMPANY, LLC
July 15, 2015 - September 4, 2018
STONEX OUTSOURCED SERVICES LLC
April 27, 2015 - March 1, 2022
LUCID CAPITAL MARKETS, LLC
April 21, 2015 - April 12, 2019
ENCLAVE CAPITAL LLC
February 2, 2015 - March 13, 2017
SI SECURITIES, LLC
January 7, 2015 - March 22, 2018
WILLOW WEALTH MARKETS LLC
December 20, 2014 - January 26, 2022
OTCEX, LLC
November 24, 2014 - July 31, 2015
METHUSELAH CAPITAL LLC
November 5, 2014 - July 28, 2015
CASTLE HILL CAPITAL PARTNERS, INC.
October 1, 2014 - October 31, 2017
MARCO POLO SECURITIES LLC
March 27, 2014 - December 31, 2017
ABBEY CAPITAL (US) LLC
March 24, 2014 - October 31, 2018
TANGENT CAPITAL PARTNERS, LLC
August 9, 2013 - June 3, 2014
W.R. HAMBRECHT + CO., LLC
July 1, 2013 - July 28, 2016
FIRST AMERICAN SECURITIES, INC.
June 25, 2012 - September 5, 2012
SUMMIT SECURITIES GROUP LLC
March 14, 2012 - April 17, 2014
VTRADER PRO, LLC
December 23, 2010 - June 18, 2012
T-H BROKERAGE SERVICES, LLC
April 13, 2010 - December 31, 2015
RAVEN SECURITIES CORP.
June 12, 2009 - August 5, 2010
FELIX INVESTMENTS LLC
February 5, 2009 - August 2, 2010
WALLACHBETH CAPITAL LLC
July 22, 2008 - May 2, 2016
GREYWOLF EXECUTION PARTNERS, INC.
June 26, 2008 - January 14, 2010
EDGE TRADING INC.
August 10, 2007 - June 14, 2010
FERRETTI GROUP, INC.
August 10, 2007 - July 21, 2010
WORLD-XECUTION STRATEGIES
September 1, 2006 - January 25, 2007
GLOBAL DIRECT EQUITIES, LLC
August 4, 2006 - February 21, 2008
ETHOS SECURITIES CORP.
May 12, 2006 - June 14, 2006
ETHOS SECURITIES CORP.
May 19, 2003 - July 17, 2003
FARINA & ASSOCIATES, INC.
June 25, 2002 - August 5, 2002
FARINA & ASSOCIATES, INC.
July 16, 2001 - August 27, 2001
LABRANCHE & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/24/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 10/24/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ACI CAPITAL MARKETS, LLC
CRD#: 338859 / SEC#: , 8-71431
Contact information
Red Flags
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