Suresh Basnet

BALANCED INVESTMENT ADVISORS

CEDAR RAPIDS,, IA 52401

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CRD#: 4426976

Professional summary

Suresh Basnet is a registered financial advisor currently at BALANCED INVESTMENT ADVISORS, LLC located in Cedar Rapids,, Iowa.

Suresh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Suresh has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BALANCED INVESTMENT COMPANY, LLC; INVESTMENT RELATED; CEDAR RAPIDS, IA; INSURANCE BROKERAGE; MANAGING MEMBER; 80 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING; EVALUATE INVESTMENTS AND INSURANCE NEEDS; PROVIDE SUITABLE RECOMMENDATIONS, AND ASSIST IN EXECUTING THOSE RECOMMENDATIONS 2. BALANCED INVESTMENT ADVISORS, LLC; INV RELATED; CEDAR RAPIDS, IA; REGISTERED INVESTMENT ADVISOR; MANAGING MEMBER & IAR; 08/2019; 50-60 HRS/MONTH; 3 HRS/DAY; PROVIDING FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT 3. FIXED INSURANCE; INV RELATED; CEDAR RAPIDS, IA; SELLING FIXED INSURANCE; AGENT; 2/2020; 20 HOURS/MONTH; 20 HOURS DURING TRADING; SELL INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suresh Basnet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2020 - Present

BALANCED INVESTMENT ADVISORS, LLC

Office #1: Armstrong Center 222 Third Ave Se, Cedar Rapids,, IA 52401

RIA

CRD#: 304976

CEDAR RAPIDS,, IA

Past

March 20, 2020 - August 28, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

July 25, 2017 - February 23, 2018

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

June 10, 2017 - February 23, 2018

CORECAP ADVISORS

RIA

CRD#: 158819

Cedar Rapids, IA

Past

June 10, 2009 - March 14, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CEDAR RAPIDS, IA

Past

March 5, 2009 - March 14, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CEDAR RAPIDS, IA

Past

March 8, 2008 - January 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CEDAR RAPIDS, IA

Past

February 12, 2008 - January 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CEDAR RAPIDS, IA

Past

August 2, 2005 - January 31, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CEDAR RAPIDS, IA

Past

February 5, 2004 - January 6, 2005

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/29/2020)

IAR

Texas
(2/4/2020)

IAR

Washington
(3/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BALANCED INVESTMENT ADVISORS, LLC

BALANCED INVESTMENT ADVISORS, LLC | BALANCED INVESTMENT COMPANY, LLC

CRD#: 304976 / SEC#:

Iowa

Registered Investment Advisory firm - (1/16/2020 Approved)

Texas

Registered Investment Advisory firm - (2/4/2020 Approved)

Washington

Registered Investment Advisory firm - (3/5/2024 Approved)

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Contact information

Main Address

Armstrong Center 222 Third Ave Se, Cedar Rapids,, IA 52401

Mailing Address

Phone number

(319) 242-6444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 43,059,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Suresh Basnet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suresh Basnet's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CORECAP INVESTMENTS, LLC

CORECAP ADVISORS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VOYA FINANCIAL ADVISORS, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2008

Series 63

Date: 10/3/2005

SIE

Date: 2/23/2018

Series 7

Date: 5/14/2008

Series 6

Date: 2/4/2004

Current Firm

BALANCED INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALANCED INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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