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SJ

Stephen Michael Johnson

CRD# 4426968·Registered 2001 - 2025
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Michael Johnson, who also goes by Stephen M. Johnson, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 2001 - 2025. Stephen had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen M. Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

STG SECURITIES, LLC·CRD# 322438
BD
New York, NY
March 17, 2025 - July 21, 2025
STG SECURITIES, LLC·CRD# 322438
BD
New York, NY
August 22, 2023 - July 30, 2024
QUIET LIGHT SECURITIES, LLC·CRD# 35870
BD
Chicago, IL
August 26, 2021 - August 5, 2022
SUMO CAPITAL, LLC·CRD# 146310
BD
Chicago, IL
May 5, 2021 - July 19, 2021
WALLEYE TRADING LLC·CRD# 136196
BD
Wayzata, MN
January 3, 2020 - April 12, 2021
BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892
BD
New York, NY
January 7, 2019 - October 16, 2019
DRW SECURITIES, L.L.C.·CRD# 45908
BD
Chicago, IL
May 7, 2015 - April 8, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
September 10, 2001 - January 16, 2003

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Current Firm

SS
STG SECURITIES, LLC

HULL PARTNERS LLC | STG SECURITIES, LLC

CRD#: 322438 / SEC#: 8-70947
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

250 West 55th Street, New York, NY 10019

Mailing Address

250 West 55th Street, New York, NY 10019

Phone Number

+1 (646) 868-1720

Established

Delaware since 03/12/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STG LIMITEDOWNER—
STG SECURITIES HOLDINGS LLCOWNER—
BLAIR, AMELIA KATECHIEF COMPLIANCE OFFICER7012521
GELMAN, KIRILLCEO2981442
LEVINE, ERIC JOSHUAHEAD OF TRADING4212177
SLOAN NOWAK, JACQUELINE LEEFINOP2717305

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2015About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2019About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2015About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2001

Series 24 — General Securities Principal Examination

Passed Jul 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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