Rand A. Borresen

ASCEND FINANCIAL ADVISERS,

Irvine, CA 92618

Some features on this profile are disabled

CRD#: 4426873

Professional summary

Rand Arlen Borresen MR., CFP®, who also goes by Rand Arlen Borresen, is a registered financial advisor currently at ASCEND FINANCIAL ADVISERS, INC located in Irvine, California.

Rand is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rand has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rand Arlen Borresen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RAND A. BORRESEN, ATTORNEY AT LAW 300 SPECTRUM CENTER DRIVE, SUITE 890 IRVINE, CA 92618 POSITION: ATTORNEY PRACTICE OF LAW, NON-INVESTMENT RELATED START DATE 6/1988 HOURS DEVOTED PER MONTH: 60 HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rand Arlen Borresen MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

April 10, 2000 - Present

ASCEND FINANCIAL ADVISERS, INC

Office #1: 100 Pacifica Suite 400, Irvine, CA 92618

RIA

CRD#: 113273

Irvine, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/10/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ASCEND FINANCIAL ADVISERS, INC

CRD#: 113273 / SEC#:

California

Registered Investment Advisory firm - (4/10/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Pacifica Suite 370, Irvine, CA 92618

Mailing Address

Phone number

(949) 450-1234

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 27,758,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rand A. Borresen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rand Arlen Borresen MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCEND FINANCIAL ADVISERS, INC

State Registrations and Notice Filings

Exams

Current Firm

ASCEND FINANCIAL ADVISERS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASCEND FINANCIAL ADVISERS, INC

TRUST BUT VERIFY

Similar Advisors