Jonathan R. Bradfield

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CRD#: 4426748

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Reuben Bradfield, who also goes by Jonathan R Bradfield, Jonathan Bradfield, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2001. Jonathan had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jonathan R Bradfield | Jonathan Bradfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 6, 2017 - November 28, 2017

PFS INVESTMENTS INC.

RIA

CRD#: 10111

CENTERVILLE, OH

Past

December 21, 2016 - November 28, 2017

PFS INVESTMENTS INC.

CRD#: 10111

CENTERVILLE, OH

Past

September 8, 2014 - January 16, 2015

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

ARCANUM, OH

Past

August 29, 2014 - January 16, 2015

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

WOODSTOCK, GA

Past

January 7, 2014 - August 22, 2014

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

KETTERING, OH

Past

January 7, 2014 - August 22, 2014

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

KETTERING, OH

Past

March 28, 2013 - January 8, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HAMILTON, OH

Past

March 25, 2013 - January 8, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HAMILTON, OH

Past

March 8, 2011 - March 15, 2013

WESBANCO SECURITIES, INC.

RIA

CRD#: 43276

CENTERVILLE, OH

Past

March 7, 2011 - March 15, 2013

WESBANCO SECURITIES, INC.

CRD#: 43276

CENTERVILLE, OH

Past

January 12, 2011 - March 1, 2011

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

ENGLEWOOD, OH

Past

January 11, 2011 - March 1, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

ENGLEWOOD, OH

Past

December 3, 2008 - January 4, 2011

WESBANCO SECURITIES, INC.

RIA

CRD#: 43276

JACKSON, OH

Past

December 2, 2008 - January 4, 2011

WESBANCO SECURITIES, INC.

CRD#: 43276

JACKSON, OH

Past

November 7, 2008 - December 1, 2008

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

MCARTHUR, OH

Past

November 6, 2008 - December 1, 2008

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

MCARTHUR, OH

Past

May 23, 2008 - October 24, 2008

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA

CRD#: 36451

ARCANUM, OH

Past

May 21, 2008 - October 24, 2008

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

July 27, 2006 - May 12, 2008

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

DAYTON, OH

Past

July 26, 2006 - May 12, 2008

KEY INVESTMENT SERVICES LLC

CRD#: 136300

DAYTON, OH

Past

January 13, 2006 - July 19, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

MIAMISBURG, OH

Past

December 20, 2005 - July 19, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

MIAMISBURG, OH

Past

December 20, 2005 - July 19, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

MIAMISBURG, OH

Past

May 20, 2005 - December 14, 2005

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

July 24, 2001 - March 1, 2005

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1 Primerica Parkway, Duluth, GA 30099-0001

Mailing Address

1 Primerica Parkway, Duluth, GA 30099-0001

Phone number

(770) 381-1000

Established

Georgia since 07/07/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,762

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM (4/18/2025)

Direct owners and executive officers

Name	Position	CRD#
PRIMERICA FINANCE CORPORATION	DIRECT OWNER
COLEY, DASIA DEBORAH	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	6760291
JENDUSA, NICHOLAS ADAM	EXECUTIVE VICE PRESIDENT	6037365
LESUTIS, MICHAEL	SENIOR VICE PRESIDENT & CHIEF COUNSEL	4751250
MILLER, DEBORAH LYNN	EXECUTIVE VICE PRESIDENT	3036949
NEMETZ, WILLIAM JAMES	DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	4589878
REGARD, PAUL ETIENNE	PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER	2448671
RIVET, LORI ALLISON	EXECUTIVE VICE PRESIDENT	4496273
SUKIN, KAREN LYNN	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	6292138
WEIGLE, BRIAN STEVEN	DIRECTOR AND EXECUTIVE VICE PRESIDENT	4131816
WELLS, MICHAEL KURT	EXECUTIVE VICE PRESIDENT & TREASURER	5999501
WOODRING, DANIEL AARON	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4028705

Regulatory assets under management

Total Number of Accounts	70,434
AUM (Assets Under Management)	$ 11,156,017,804

Disclosures

Regulatory Event	22
Arbitration	2
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan R. Bradfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PFS INVESTMENTS INC.

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WESBANCO SECURITIES, INC.

WESBANCO SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WESBANCO SECURITIES, INC.

WESBANCO SECURITIES, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

THE HUNTINGTON INVESTMENT COMPANY

FIFTH THIRD SECURITIES, INC.

Primary Firm SEC Registration

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2006

Series 63

Date: 11/12/2001

SIE

Date: 11/28/2017

Series 7

Date: 12/6/2001

Series 6

Date: 7/23/2001

Current Firm

PFS INVESTMENTS INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PFS INVESTMENTS INC.

TRUST BUT VERIFY

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