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Thomas Wyatt Reeves

CRD# 4426680·Registered 2001 - 2008
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Wyatt Reeves was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2001 - 2008. Thomas had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
November 24, 2006 - January 15, 2008
CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
July 27, 2006 - August 4, 2006
CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
BD
Chicago, IL
September 27, 2004 - April 12, 2005
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
January 2, 2004 - June 23, 2004
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
July 9, 2002 - December 17, 2003
GMS GROUP·CRD# 8000
BD
East Hanover, NJ
April 2, 2002 - June 18, 2002
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
October 22, 2001 - April 15, 2002

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Current Firm

CG
CAPITAL GROWTH FINANCIAL, LLC

CAPITAL GROWTH FINANCIAL, LLC | INTERNATIONAL CAPITAL GROWTH, LTD., LLC | INTERNATIONAL CAPITAL GROWTH, LTD., | INTERNATIONAL CAPITAL GROWTH, LTD. | INTERNATIONAL CAPITAL GROWTH, LLC | INTERNATIONAL CAPITAL GROWTH LLC | CGF SECURITIES, LLC

CRD#: 41040 / SEC#: 8-49268
BD
Terminated by SEC on 04/11/2008

Contact Information

Established

Florida since 02/23/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH FINANCIAL, LTD.100% OWNER—
FALKEN, MICHAEL BARRYCHIEF COMPLIANCE OFFICER862958
JACOBS, ALAN LAWRENCECHAIRMAN & CEO1032488
JACOBS, MICHAEL SCOTTPRESIDENT & FINOP1818665

Disclosures

Regulatory Event

12

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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