Stephanie C. Richardson

SEVEN SPRINGS WEALTH GROUP

Brentwood, TN 37027-4536

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CRD#: 4426627

Professional summary

Stephanie Cunningham Richardson, who also goes by Stephanie Lea Cunningham, Stephanie C Richardson, is a registered financial advisor currently at SEVEN SPRINGS WEALTH GROUP located in Brentwood, Tennessee.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stephanie has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Lea Cunningham | Stephanie C Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Cunningham Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2024 - Present

SEVEN SPRINGS WEALTH GROUP

Office #1: 340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

RIA

CRD#: 127411

Brentwood, TN

Past

April 3, 2012 - August 11, 2021

TRIAD ADVISORS LLC

CRD#: 25803

Brentwood, TN

Past

April 2, 2012 - December 13, 2024

PRUDENT STREET FINANCIAL ADVISORS, LLC

RIA

CRD#: 160436

BRENTWOOD, TN

Past

December 12, 2011 - April 4, 2012

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

NASHVILLE, TN

Past

February 22, 2010 - April 4, 2012

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

NASHVILLE, TN

Past

March 31, 2004 - February 25, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

NASHVILLE, TN

Past

November 6, 2002 - May 25, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 6, 2002 - February 25, 2010

OSAIC FA, INC.

CRD#: 3978

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/15/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2002

General Securities Representative Examination

Current Firm

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

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Contact information

Main Address

340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

Mailing Address

Phone number

(615) 370-1253

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 1,206,364,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie C. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Cunningham Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

PRUDENT STREET FINANCIAL ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SEVEN SPRINGS WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2002

Current Firm

SEVEN SPRINGS WEALTH GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEVEN SPRINGS WEALTH GROUP

TRUST BUT VERIFY

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