Katherine H. Downing
Professional summary
Katherine Hansen Downing, who also goes by Katherine Ann Hansen, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2004. Katherine has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Hansen Downing's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2024 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095June 23, 2020 - December 16, 2022
AMERICAN CENTURY INVESTMENT SERVICES INC.
November 26, 2019 - June 1, 2020
ADP BROKER-DEALER, INC.
May 30, 2018 - November 22, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 2, 2014 - May 3, 2018
EMPOWER FINANCIAL SERVICES, INC.
May 26, 2004 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2024)
(3/22/2024)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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