Carl A. Lindquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Alan Lindquist, who also goes by Alan Lindquist, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2001. Carl had worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2016 - January 10, 2022
JRL CAPITAL ADVISORS LLC
June 9, 2016 - January 10, 2022
JRL CAPITAL CORPORATION
April 9, 2014 - June 1, 2016
B. RILEY WEALTH ADVISORS, INC.
March 21, 2014 - June 1, 2016
NATIONAL SECURITIES CORPORATION
August 15, 2012 - March 13, 2014
SECURIAN FINANCIAL SERVICES, INC.
July 18, 2012 - March 13, 2014
SECURIAN FINANCIAL SERVICES, INC.
August 3, 2001 - April 29, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
JRL CAPITAL ADVISORS LLC
CRD#: 108162 / SEC#: 801-57158
Contact information
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 104,698,538 |
Red Flags
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