Joseph D. Sassano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Daniel Sassano was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2001. Joseph had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2014 - April 18, 2016
NATIONWIDE PLANNING ASSOCIATES INC.
January 6, 2012 - February 27, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 19, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
April 13, 2010 - May 19, 2010
MML INVESTORS SERVICES, LLC
January 27, 2006 - December 31, 2009
HBW SECURITIES LLC
June 8, 2005 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
July 16, 2001 - August 23, 2004
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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