Erin N. Fulmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Nicole Fulmer, who also goes by Erin Nicole Lester, Erin Lester, was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2001. Erin had worked at 6 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2008 - May 4, 2016
NATIONWIDE FUND DISTRIBUTORS LLC
March 17, 2005 - November 7, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
August 6, 2003 - February 1, 2005
EATON VANCE DISTRIBUTORS, INC.
October 17, 2002 - July 15, 2003
VIE SECURITIES, LLC
October 17, 2002 - July 15, 2003
VIE INSTITUTIONAL SERVICES, INC.
August 27, 2001 - January 18, 2002
IDS LIFE INSURANCE COMPANY
August 27, 2001 - January 18, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/3/2003
Limited Representative-Equity Trader ExamCurrent Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
