Marcelo A. Sanchez

EPIC ADVISORY SERVICES CORP

HINGHAM, MA

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CRD#: 4426108

Professional summary

Marcelo Alberto Sanchez is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP located in Hingham, Massachusetts and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.

Marcelo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Marcelo has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CAPITAL MARKETS ARGENTINA S.A. - AGENTE PRODUCTOR (INDEPENDENT). TIME SPENT:20 HOURS PER MONTH. COMPENSATION: FEES FOR SERVICES. INVESTMENT RELATED. START DATE: 9/2009. LOCATION: ESMERALDA 130, PISO 9, CIUDAD AUTONOMA DE BUENOS AIRES, ARGENTINA. 2) ASSET MANAGERS AGENTE DE VALORES S.A. - FINDER/REFERRAL AGENT. TIME SPENT: UP TO 5 HOURS PER MONTH. COMPENSATION: REFERRAL FEES. START DATE: 05/2023 . LOCATION RUTA 8 KM 17,500, EDF. ARROBA 1, OFC 203, ZONAMERICA, MONTEVIDEO, URUGUAY. 3) EPIC ADVISORY SERVICES - INVESTMENT ADVISER REP (INDEPENDENT). TIME SPENT: 20 HOURS PER MONTH. COMPENSATION: FEES FOR SERVICES. INVESTMENT RELATED. START DATE: 11/2021. SAME LOCATION AS EPIC CAPITAL SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcelo Alberto Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

EPIC ADVISORY SERVICES CORP

RIA

CRD#: 176526

HINGHAM, MA

Current

October 16, 2020 - Present

EPIC CAPITAL SECURITIES

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

CRD#: 166756

Boca Raton, FL

Past

August 2, 2004 - September 11, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

July 1, 2003 - September 11, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

July 31, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/16/2020)

IAR

Florida
(1/4/2022)

Massachusetts
(12/18/2020)

New York
(12/18/2020)

Texas
(12/2/2021)

Virginia
(3/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2020

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/15/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/2/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/16/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/26/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

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Contact information

Main Address

1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 829-2173

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPIC ADVISORY SERVICES FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 121,138,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marcelo A. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcelo Alberto Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIC CAPITAL SECURITIES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

EPIC ADVISORY SERVICES CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2020

Series 65

Date: 5/15/2003

Series 63

Date: 8/23/2001

Series 7TO

Date: 10/16/2020

SIE

Date: 9/2/2020

Series 3

Date: 11/16/2001

Series 7

Date: 7/26/2001

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPIC ADVISORY SERVICES CORP

TRUST BUT VERIFY

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