Charles C. Case
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Conrad Case JR., who also goes by Charles C Case Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2001. Charles had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2003 - November 17, 2016
WEALTH STRATEGIES CONSULTANTS,LLC
September 10, 2001 - April 28, 2003
OSAIC FA, INC.
July 27, 2001 - April 28, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 27, 2001 - April 28, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEALTH STRATEGIES CONSULTANTS,LLC
CRD#: 124344 / SEC#:
Contact information
Red Flags
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