KC
Kevin M. Cook
Some features on this profile are disabled
CRD#: 4425966
KC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Mckee Cook was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COOK'S FINANCIAL SERVICES, LLC POSITION: PRESIDENT NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 130 INVESTMENT RELATED HOURS: 110 START DATE: 05/01/2007 ADDRESS: 8335 ARGENT CIRCLE, FAIRFAX STATION VA 22039 DESCRIPTION: I PROVIDE FINANCIAL PLANNING SERVICES, INVESTMENT ADVISORY SERVICES, AND MANAGEMENT OF INVESTMENT PORTFOLIOS. RESEARCH TRIANGLE INSTITUTE POSITION: NONE NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 04/11/2007 ADDRESS: P.O. BOX 12194, 3040 CORNWALLIS RD, RESEARCH TRIANGLE PARK NC 27709 DESCRIPTION: I ACT AS MY DECEASED FATHER'S REPRESENTATIVE ON PATENT APPLICATIONS UNDERTAKEN BY RTI. IF THEY ARE TRYING TO OBTAIN A PATENT FOR SOMETHING HE WORKED ON, I SIGN ANY NECESSARY PAPERWORK ON HIS BEHALF. IF ANY ROYALTIES ARE PAID FROM PATENTS THEY GO TO A TRUST THAT HAS MY MOTHER AS THE BENEFICIARY. COOK'S FINANCIAL SERVICES, LLC POSITION: PRESIDENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 10 START DATE: 05/01/2007 ADDRESS: 8335 ARGENT CIRCLE, FAIRFAX STATION VA 22039 DESCRIPTION: I HELP PEOPLE DETERMINE NEED FOR LIFE, DISABILITY, AND LONG TERM CARE INSURANCE, AND, IF THEY WISH, ACT AS THEIR AGENT IN OBTAINING THEM., I MAY ALSO OFFER CLIENTS EQUITY-INDEX AND FIXED ANNUITIES. SOCCER REFEREE - INDEPENDENT CONTRACTOR POSITION: Referee NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 8335 Argent Circle, Fairfax Station VA 22039 DESCRIPTION: I work as a professional referee for soccer games. NOVA NETWORKING POSITION: President NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 8335 Argent Circle, Fairfax Station VA 22039 DESCRIPTION: I preside over the group's weekly meetings. I also run the leadership team meetings that are held once per month. AERIAL LOOK POSITION: VP of Global Development NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2018 ADDRESS: 1300 Heritage Club Avenue, Wake Forest NC 27587, United States DESCRIPTION: I talk to people who want to sell, rent, or in other ways advertise any type of real estate, to see if they would like to use the company's services, and connect them with the owner to set up contracts. THE NEW WEALTH ORDER POSITION: Chief Training Officer NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2018 ADDRESS: 11325 Random Hills Road, Suite 360, Fairfax VA 22030, United States DESCRIPTION: Training. NWO does life training for individuals (how to get your life in order to achieve what you want to do and give back to your community) and business people (public speaking, sales).
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 9, 2018 - December 31, 2022
COOK'S FINANCIAL SERVICES, LLC
RIA
CRD#: 143836
FAIRFAX STATION, VA
Past
June 14, 2007 - December 31, 2017
COOK'S FINANCIAL SERVICES, LLC
RIA
CRD#: 143836
FAIRFAX STATION, VA
Past
April 26, 2007 - April 27, 2007
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
FAIRFAX STATION, VA
Past
April 25, 2007 - May 30, 2019
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
FAIRFAX STATION, VA
Past
September 12, 2005 - April 3, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ARLINGTON, VA
Past
September 12, 2005 - April 3, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ARLINGTON, VA
Past
March 28, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
ALEXANDRIA, VA
Past
August 27, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
COOK'S FINANCIAL SERVICES, LLC
COOK'S FINANCIAL SERVICES, LLC
CRD#: 143836 / SEC#:
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Fairfax Station, VA
Mailing Address
Phone number
(703) 981-2814
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 4,448,545 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
