Richard J. Wilkens

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Frankfort, IL 60423

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CRD#: 4425944

Professional summary

Richard Joseph Wilkens is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Frankfort, Illinois.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DeMarco Sciaccotta Wilkens & Dunleavy, LLP; Not investment-related; 20646 Abbey Woods Court North, Suite 201, Frankfort, IL 60423; Certified Public Accountants; Partner; 7/2010; >160 hours/month devoted; >160 hours during securities trading hours; Partner, accounting servies, and business advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joseph Wilkens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2023 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 20646 Abbey Woods Ct N Ste 106, Frankfort, IL 60423

RIA

CRD#: 109701

Frankfort, IL

Past

March 30, 2020 - November 7, 2023

FORUM FINANCIAL MANAGEMENT, LP

RIA

CRD#: 145706

Frankfort, IL

Past

January 24, 2018 - April 23, 2019

FORUM FINANCIAL MANAGEMENT, LP

RIA

CRD#: 145706

FRANKFORT, IL

Past

August 25, 2004 - October 27, 2006

BAKER TILLY CAPITAL, LLC

CRD#: 115333

CHICAGO, IL

Past

September 13, 2001 - June 1, 2004

WITAN SECURITIES, L.L.C.

CRD#: 104469

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/2001

General Securities Representative Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard J. Wilkens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joseph Wilkens's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORUM FINANCIAL MANAGEMENT, LP

FORUM FINANCIAL MANAGEMENT, LP

BAKER TILLY CAPITAL, LLC

WITAN SECURITIES, L.L.C.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2018

Series 63

Date: 9/19/2001

Series 7

Date: 8/17/2001

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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