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Nicolas Souffrant

Nicolas Souffrant

STRATEGIC ADVISERS LLC | Investment Consultant
MALDEN, MA
Some features on this profile are disabled
CRD#: 4425919
Nicolas Souffrant

Professional summary

Nicolas Souffrant, who also goes by Nicolas Souffrant Jr, Nicolas Souffrant Jr., Nicolas Souffrant, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Malden, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Westwood, Massachusetts.

Nicolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Nicolas has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

As an Investment Consultant, I am dedicated to supporting individuals and families build personalized financial plans so they and their loved ones can confidently strive to achieve what is most important to them.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicolas Souffrant Jr | Nicolas Souffrant Jr. | Nicolas Souffrant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2014 ADDRESS: 24-26 MALDEN, MA. DETAILS: Maintaining property INVESTMENT RELATED: N/A HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: N/A

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Souffrant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Bentley University

Bachelor of Science (BS) - Economics and Finance

2001

Dean College

Associate of Science - Business Admin

1998

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 109 University Ave Ste 107, Westwood, MA 02090-2306
RIA
CRD#: 104555
MALDEN, MA
Current

November 17, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 109 University Ave Ste 107, Westwood, MA 02090-2306
BD
CRD#: 7784
Westwood, MA
Past

December 23, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTWOOD, MA
Past

March 12, 2019 - November 5, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Lynnfield, MA
Past

March 12, 2019 - November 5, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Lynnfield, MA
Past

January 7, 2016 - February 11, 2019

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
Newton, MA
Past

January 5, 2016 - February 11, 2019

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
Newton, MA
Past

December 19, 2012 - November 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BOSTON, MA
Past

June 25, 2012 - November 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BOSTON, MA
Past

April 9, 2010 - June 25, 2012

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
ATLANTA, GA
Past

September 30, 2005 - May 5, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALTHAM, MA
Past

February 26, 2004 - July 6, 2005

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

July 2, 2003 - July 28, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/17/2021)
RR
Florida
(12/8/2021)
RR
Massachusetts
(11/17/2021)
IAR
Massachusetts
(3/31/2025)
RR
New Hampshire
(11/17/2021)
RR
Rhode Island
(11/17/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/2/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/1/2003
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Investment ConsultantCRD#: 104555Malden, MA

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