Nicolas Souffrant
VOYA FINANCIAL ADVISORS | Investment Consultant
Boston, MA 02210
Some features on this profile are disabled
CRD#: 4425919
Professional summary
Nicolas Souffrant, who also goes by Nicolas Souffrant Jr, Nicholas Souffrant, Nicolas J Souffrant, Nicolas Souffrant Jr., Nicoles Souftrant, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Boston, Massachusetts.
Nicolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Nicolas has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As an Investment Consultant, I am dedicated to supporting individuals and families build personalized financial plans so they and their loved ones can confidently strive to achieve what is most important to them.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicolas Souffrant Jr | Nicholas Souffrant | Nicolas J Souffrant | Nicolas Souffrant Jr. | Nicoles Souftrant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicolas Souffrant's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nicolas Souffrant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Bentley University
Bachelor of Science (BS) - Economics and Finance
2001
Dean College
Associate of Science - Business Admin
1998
Experience
Current
November 13, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 121 Seaport Boulevard 11th Floor, Boston, MA 02210RIA
BD
CRD#: 2882
Boston, MA
Current
November 11, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 121 Seaport Boulevard 11th Floor, Boston, MA 02210RIA
BD
CRD#: 2882
Boston, MA
Past
March 31, 2025 - November 20, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MALDEN, MA
Past
December 23, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTWOOD, MA
Past
November 17, 2021 - November 20, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTWOOD, MA
Past
March 12, 2019 - November 5, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Lynnfield, MA
Past
March 12, 2019 - November 5, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Lynnfield, MA
Past
January 7, 2016 - February 11, 2019
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
Newton, MA
Past
January 5, 2016 - February 11, 2019
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
Newton, MA
Past
December 19, 2012 - November 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
June 25, 2012 - November 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
April 9, 2010 - June 25, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ATLANTA, GA
Past
September 30, 2005 - May 5, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Past
February 26, 2004 - July 6, 2005
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
July 2, 2003 - July 28, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2026)
RR
Alaska(1/7/2026)
RR
Arizona(1/7/2026)
RR
Arkansas(1/7/2026)
RR
California(1/7/2026)
RR
Colorado(1/7/2026)
RR
Connecticut(1/7/2026)
RR
Delaware(1/7/2026)
RR
District of Columbia(1/7/2026)
RR
Florida(1/7/2026)
RR
Georgia(1/7/2026)
RR
Hawaii(1/7/2026)
RR
Idaho(1/7/2026)
RR
Illinois(1/7/2026)
RR
Indiana(1/7/2026)
RR
Iowa(1/7/2026)
RR
Kansas(1/7/2026)
RR
Kentucky(1/7/2026)
RR
Louisiana(1/7/2026)
RR
Maine(1/7/2026)
RR
Maryland(1/7/2026)
RR
Massachusetts(11/11/2025)
IAR
Massachusetts(11/13/2025)
RR
Michigan(1/7/2026)
RR
Minnesota(1/7/2026)
RR
Mississippi(1/7/2026)
RR
Missouri(1/7/2026)
RR
Montana(1/7/2026)
RR
Nebraska(1/7/2026)
RR
Nevada(1/7/2026)
RR
New Hampshire(1/7/2026)
RR
New Jersey(1/7/2026)
RR
New Mexico(1/7/2026)
RR
New York(1/7/2026)
IAR
New York(1/7/2026)
RR
North Carolina(1/7/2026)
RR
North Dakota(1/7/2026)
RR
Ohio(1/7/2026)
RR
Oklahoma(1/7/2026)
RR
Oregon(1/7/2026)
RR
Pennsylvania(1/7/2026)
RR
Puerto Rico(1/7/2026)
RR
Rhode Island(1/7/2026)
RR
South Carolina(1/7/2026)
RR
South Dakota(1/7/2026)
RR
Tennessee(1/7/2026)
RR
Texas(1/7/2026)
IAR
Texas(1/29/2026)
RR
Utah(1/7/2026)
RR
Vermont(1/7/2026)
RR
Virgin Islands(1/7/2026)
RR
Virginia(1/7/2026)
RR
Washington(1/7/2026)
RR
West Virginia(1/7/2026)
RR
Wisconsin(1/7/2026)
RR
Wyoming(1/7/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
Investment ConsultantCRD#: 2882Boston, MA 02210TRUST BUT VERIFY
Monitor Nicolas Souffrant
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
