Brian M. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Mccormick was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2010 - June 20, 2011
BENJAMIN & JEROLD BROKERAGE I, LLC
December 21, 2009 - December 14, 2012
AMERICAVEST FINANCIAL LLC
June 25, 2009 - November 11, 2009
STERLING ENTERPRISES GROUP, INC.
April 15, 2009 - August 5, 2009
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
January 24, 2008 - April 8, 2009
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
March 9, 2006 - January 25, 2008
LEGEND MERCHANT GROUP, INC.
October 31, 2001 - April 5, 2006
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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