Dylan J. White

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 4425521

Professional summary

Dylan John White, who also goes by Dylan John White, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Dylan is registered as a RR (Registered Representative) and started their career in finance in 2001. Dylan has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dylan John White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dylan John White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

September 21, 2022 - November 3, 2023

ALTACCESS SECURITIES COMPANY, L.P.

CRD#: 119441

DALLAS, TX

Past

October 25, 2019 - September 20, 2022

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

September 6, 2018 - September 27, 2019

S2K FINANCIAL LLC

CRD#: 248786

ORLANDO, FL

Past

September 16, 2016 - September 7, 2018

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

IRVINE, CA

Past

March 13, 2015 - July 28, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Northbrook, IL

Past

February 26, 2015 - July 27, 2016

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

August 2, 2013 - February 27, 2015

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

January 11, 2011 - January 15, 2013

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

January 5, 2010 - January 18, 2011

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

June 19, 2009 - January 6, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FT. MYERS, FL

Past

November 27, 2007 - January 14, 2009

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

April 27, 2006 - November 28, 2007

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

April 29, 2005 - April 25, 2006

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

February 13, 2003 - April 29, 2005

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

October 22, 2002 - January 2, 2003

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

November 2, 2001 - September 27, 2002

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/27/2024)

Florida
(6/5/2024)

Georgia
(8/12/2025)

North Carolina
(6/27/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dylan J. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dylan John White's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTACCESS SECURITIES COMPANY, L.P.

EMERSON EQUITY LLC

S2K FINANCIAL LLC

STIRA CAPITAL MARKETS GROUP, LLC

ALLSTATE FINANCIAL SERVICES, LLC

EVERLAKE DISTRIBUTORS, LLC

HARTFORD FUNDS DISTRIBUTORS, LLC

STRATCAP SECURITIES, LLC

EVERLAKE DISTRIBUTORS, LLC

MSI FINANCIAL SERVICES, INC.

DIRECTED SERVICES LLC

TRANSAMERICA CAPITAL, LLC

HORNOR, TOWNSEND & KENT, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

CUNA BROKERAGE SERVICES, INC.

CAL FED INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2009

Series 63

Date: 11/27/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/28/2011

Series 6

Date: 11/1/2001

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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