Nathan T. Emerton

ZELMAN PARTNERS

BAY VILLAGE, OH 44140

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CRD#: 4425476

Professional summary

Nathan Thomas Emerton, who also goes by Nate Emerton, is a registered financial professional currently at ZELMAN PARTNERS, LLC located in Bay Village, Ohio.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2001. Nathan has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nate Emerton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Thomas Emerton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2024 - Present

ZELMAN PARTNERS, LLC

Office #1: 27101 East Oviatt Road Suite 14, Bay Village, OH 44140

CRD#: 145187

BAY VILLAGE, OH

Past

September 13, 2018 - December 18, 2023

BERENBERG CAPITAL MARKETS LLC

CRD#: 156757

BOSTON, MA

Past

January 21, 2014 - August 28, 2018

CRAIG-HALLUM CAPITAL GROUP LLC

CRD#: 121395

BOSTON, MA

Past

January 15, 2013 - January 22, 2014

IRC SECURITIES LLC

CRD#: 150022

NEW YORK, NY

Past

October 28, 2009 - February 24, 2012

DAVIS, MENDEL & REGENSTEIN, INC.

CRD#: 8521

BOSTON, MA

Past

August 30, 2001 - August 25, 2009

THINKEQUITY LLC

CRD#: 44274

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/5/2024)

Connecticut
(12/5/2024)

Florida
(12/5/2024)

Massachusetts
(7/2/2024)

New York
(12/5/2024)

Exams

State Security Law Exam

Series 63

Date: 12/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ZELMAN PARTNERS, LLC

CRD#: 145187 / SEC#: , 8-67713

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

27101 East Oviatt Road Suite 14, Bay Village, OH 44140

Mailing Address

27101 East Oviatt Road Suite 14, Bay Village, OH 44140

Phone number

(212) 993-5840

Established

Delaware since 07/12/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WDIB, LLC	MANAGING MEMBER
ERWIN, STEPHEN TODD	CCO/AMLCO	5028461
GROMAN, DANIEL JASON	BOARD MEMBER	7974401
MCGILL, ANTHONY JACOB	MANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE)	4379700
TABASSO, THEODORE PAUL	CHIEF OPERATIONS OFFICER, DIRECTOR OF SALES	1875019
THEOBALD, STEPHEN PATRICK	BOARD MEMBER
WANK, STEPHEN H	CFO/FIN-OP	5062089
ZELMAN, IVY LYNNE	DIRECTOR OF RESEARCH	2288665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan T. Emerton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Thomas Emerton's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERENBERG CAPITAL MARKETS LLC

CRAIG-HALLUM CAPITAL GROUP LLC

IRC SECURITIES LLC

DAVIS, MENDEL & REGENSTEIN, INC.

THINKEQUITY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2001

Series 24

Date: 2/2/2007

FINRA

Current Firm

ZELMAN PARTNERS, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZELMAN PARTNERS, LLC

TRUST BUT VERIFY

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