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Craig King Engler

CRD# 4425394·Registered 2002 - 2018
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig King Engler was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 2002 - 2018. Craig had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

SUMMIT ENERGY DEVELOPMENT GROUP·CRD# 104558
RIA
La Jolla, CA
June 8, 2010 - October 9, 2018
LONGVIEW FINANCIAL GROUP, INC·CRD# 38286
BD
Costa Mesa, CA
May 14, 2009 - May 27, 2010
MONITOR CAPITAL INC.·CRD# 46743
RIA
San Diego, CA
May 11, 2004 - June 13, 2007
MONITOR CAPITAL INC.·CRD# 46743
BD
San Diego, CA
May 11, 2004 - June 13, 2007
CAPSTONE GROUP LLC·CRD# 122911
RIA
San Diego, CA
January 17, 2003 - May 20, 2004
CAPSTONE INVESTMENTS·CRD# 41400
BD
San Diego, CA
September 12, 2002 - May 7, 2004

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Current Firm

SE
SUMMIT ENERGY DEVELOPMENT GROUP

SUMMIT ENERGY DEVELOPMENT GROUP | SUMMIT WATER CAPITAL ADVISORS | SUMMIT WATER CAPITAL | SUMMIT GLOBAL MANAGEMENT INC.

CRD#: 104558 / SEC#: 801-19737

Contact Information

Main Address

4225 Executive Square Suite 1070, La Jolla, CA 92037

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2002About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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