John R. Macmillan

MACMILLAN FINANCIAL LLC

Annandale, NJ

Some features on this profile are disabled

CRD#: 4424993

Professional summary

John Reginald Macmillan is a registered financial advisor currently at MACMILLAN FINANCIAL LLC located in Annandale, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Reginald Macmillan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2006 - Present

MACMILLAN FINANCIAL LLC

RIA

CRD#: 138599

Annandale, NJ

Past

June 6, 2003 - December 31, 2005

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

November 21, 2002 - June 9, 2003

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SOMERVILLE , NJ

Past

November 4, 2002 - June 9, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 5, 2002 - October 18, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 15, 2001 - February 12, 2002

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/5/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/5/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MACMILLAN FINANCIAL LLC

MACMILLAN AGENCIES, INC. | MACMILLAN FINANCIAL LLC

CRD#: 138599 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/24/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Annandale, NJ

Mailing Address

Phone number

(908) 236-7500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John R. Macmillan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Reginald Macmillan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD INVESTMENTS, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

MML INVESTORS SERVICES, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2002

Series 63

Date: 9/6/2001

Series 7

Date: 3/5/2003

Series 6

Date: 8/13/2001

Series 24

Date: 5/23/2003

Series 26

Date: 11/5/2001

Current Firm

MACMILLAN FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

MACMILLAN FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors