Andrea Zana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Zana was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 2001. Andrea had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2015 - June 20, 2019
PANTHERA SECURITIES LLC
August 18, 2006 - March 31, 2015
FIRST CITIZENS CAPITAL SECURITIES, LLC
April 23, 2004 - July 14, 2006
LEHMAN BROTHERS INC.
November 27, 2002 - April 30, 2004
UBS SECURITIES LLC
October 9, 2001 - November 25, 2002
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
PANTHERA SECURITIES LLC
CRD#: 150453 / SEC#: , 8-68258
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
