Arturo M. Rodriguez

SIMPLEXITY INVESTMENT MANAGEMENT

Bethesda, MD

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CRD#: 4424533

Professional summary

Arturo Manuel Rodriguez, who also goes by Arturo Manuel Rodriguez-ramirez, is a registered financial advisor currently at SIMPLEXITY INVESTMENT MANAGEMENT, LLC located in Bethesda, Maryland.

Arturo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Arturo has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arturo Manuel Rodriguez-Ramirez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arturo Manuel Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2013 - Present

SIMPLEXITY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 166913

Bethesda, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/27/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SIMPLEXITY INVESTMENT MANAGEMENT, LLC

CRD#: 166913 / SEC#:

Maryland

Registered Investment Advisory firm - (2/27/2013 Approved)

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Contact information

Main Address

Bethesda, MD

Mailing Address

Phone number

(301) 760-4230

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 3,165,141

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arturo M. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arturo Manuel Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLEXITY INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

SIMPLEXITY INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIMPLEXITY INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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