CC
Cole B. Condon
VALMARK ADVISERS
WESTLAKE, OH 44145
Some features on this profile are disabled
CRD#: 4424266
CC
Professional summary
Cole Barrett Condon, ChFC® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Westlake, Ohio and VALMARK SECURITIES, INC. located in Westlake, Ohio.
Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Cole has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SALE OF FIXED LIFE INSURANCE./// 2. Cole Condon Financial Group, LLC, 2035 Crocker Rd #103, Westlake, OH 44145; Fixed Annuity Sales; President; started 12/2017; investment related; I own 100% of the company; client involvement-Yes, I manage my own money with all accounts through Valmark Securities; The company I use for fixed annuities outside of ValMark pays me directly./// 3. River Financial Group; 2035 Crocker Rd. #103, Westlake, OH 44145; Financial Advisor; Financial Planning, Advisory, Securities and Insurance Brokerage; YES Investment Related; Start Date 01/2012; Approximately 40+ hrs. per month; 1099 income.///
CRS (Client Relationship Summary) - RIA
Click below to view Cole Barrett Condon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2012 - Present
VALMARK ADVISERS, INC.
Office #1: 2035 Crocker Road, Westlake, OH 44145RIA
CRD#: 108050
WESTLAKE, OH
Current
February 15, 2012 - Present
VALMARK SECURITIES, INC.
Office #1: 2035 Crocker Road Suite 103, Westlake, OH 44145BD
CRD#: 31243
Westlake, OH
Past
May 15, 2003 - February 16, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CLEVELAND, OH
Past
July 23, 2001 - February 16, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/15/2012)
IAR
California(2/17/2012)
RR
Colorado(2/15/2012)
IAR
Colorado(5/7/2019)
IAR
District of Columbia(5/15/2023)
RR
Florida(7/8/2014)
IAR
Florida(7/15/2019)
RR
Georgia(1/2/2019)
IAR
Georgia(4/10/2019)
RR
Indiana(1/15/2016)
IAR
Indiana(6/13/2022)
RR
Kansas(2/15/2012)
IAR
Kansas(4/7/2016)
IAR
Kentucky(4/14/2025)
IAR
Louisiana(1/9/2024)
RR
New Jersey(1/19/2023)
IAR
New Jersey(1/20/2023)
RR
New York(2/15/2012)
IAR
New York(1/3/2023)
RR
Ohio(2/15/2012)
IAR
Ohio(2/17/2012)
IAR
Oklahoma(9/16/2019)
RR
Pennsylvania(6/11/2024)
IAR
Pennsylvania(6/11/2024)
IAR
South Carolina(7/7/2023)
IAR
Virginia(7/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
