Richard A. Jamison

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CRD#: 4424245

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard A Jamison was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 2001. Richard had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 3, 2021 - March 1, 2022

SELECTIVE WEALTH MANAGEMENT, INC.

RIA

CRD#: 164882

Asheville, NC

Past

March 11, 2016 - May 28, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ASHEVILLE, NC

Past

February 11, 2016 - May 28, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ASHEVILLE, NC

Past

January 4, 2011 - February 16, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

NEW YORK, NY

Past

September 13, 2005 - December 31, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

NEW YORK, NY

Past

July 22, 2005 - February 16, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

NEW YORK, NY

Past

September 6, 2001 - July 27, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SELECTIVE WEALTH MANAGEMENT, INC.

1311 CAPITAL LLC | WEALTHGUIDE IQ | SELECTIVE WEALTH MANAGEMENT, INC. | SELECTIVE WEALTH MANAGEMENT LLC

CRD#: 164882 / SEC#: 801-108568

RIA

Registered Investment Advisory firm - (10/28/2016 Approved)

California

Registered Investment Advisory firm - (12/10/2016 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2016 Terminated)

Florida

Registered Investment Advisory firm - (11/10/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (11/14/2016 Terminated)

Maryland

Registered Investment Advisory firm - (12/2/2016 Terminated)

New York

Registered Investment Advisory firm - (11/10/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (11/14/2016 Terminated)

Ohio

Registered Investment Advisory firm - (11/10/2016 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/14/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (11/10/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2016 Terminated)

Virginia

Registered Investment Advisory firm - (11/15/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2001

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 8/7/2001

Futures Managed Funds Examination

Current Firm

SELECTIVE WEALTH MANAGEMENT, INC.

1311 CAPITAL LLC | WEALTHGUIDE IQ | SELECTIVE WEALTH MANAGEMENT, INC. | SELECTIVE WEALTH MANAGEMENT LLC

CRD#: 164882 / SEC#: 801-108568

RIA

Registered Investment Advisory firm - (10/28/2016 Approved)

California

Registered Investment Advisory firm - (12/10/2016 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2016 Terminated)

Florida

Registered Investment Advisory firm - (11/10/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (11/14/2016 Terminated)

Maryland

Registered Investment Advisory firm - (12/2/2016 Terminated)

New York

Registered Investment Advisory firm - (11/10/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (11/14/2016 Terminated)

Ohio

Registered Investment Advisory firm - (11/10/2016 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/14/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (11/10/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2016 Terminated)

Virginia

Registered Investment Advisory firm - (11/15/2016 Terminated)

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Contact information

Main Address

1149 Vista Park Drive Unit D, Forest, VA 24551

Mailing Address

Phone number

(434) 515-1517

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,854
AUM (Assets Under Management)	$ 425,928,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard A. Jamison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SELECTIVE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2001

Series 31

Date: 8/7/2001

Current Firm

SELECTIVE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SELECTIVE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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