Martha J. Krohe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Jean Krohe, who also goes by Martha Jean Burrus, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 2002. Martha had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2007 - October 17, 2014
BATES SECURITIES, INC.
February 25, 2003 - August 6, 2004
CALAMOS FINANCIAL SERVICES LLC
August 29, 2002 - March 6, 2003
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BATES SECURITIES, INC.
CRD#: 10759 / SEC#: , 8-29005
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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