AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RJ

Randal P. Johnson

TCBI SECURITIES
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 4424007
RJ
Randal Patrick JohnsonTCBI SECURITIES

Professional summary

Randal Patrick Johnson, who also goes by Randal Patrick Johnson, Randal P Johnson, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Randal is registered as a RR (Registered Representative) and started their career in finance in 2001. Randal has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Aliases

Randal Patrick Johnson | Randal P Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randal Patrick Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2026 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201
BD
CRD#: 313304
DALLAS, TX
Past

August 18, 2005 - July 10, 2018

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

October 22, 2001 - July 19, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/5/2026)
RR
Connecticut
(9/8/2026)
RR
District of Columbia
(9/5/2026)
RR
Florida
(9/5/2026)
RR
Idaho
(9/8/2026)
RR
Louisiana
(9/5/2026)
RR
Maryland
(9/5/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 9/5/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 6/12/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 10/20/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 10/12/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC

Current Firm

TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Loading...

Contact information

Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
CUMMINGS, JOHN WILLIAMDIRECTOR2729018
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
OMAN, DAVIDDIRECTOR5685397
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCBI SECURITIES, INC.

CRD#: 313304Dallas, TX 75201

TRUST BUT VERIFY

Monitor Randal Johnson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
GRAPEVINE, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.