Jason A. Lewis

RSG INVESTMENTS LLC

Overland Park, KS 66212

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CRD#: 4423838

Professional summary

Jason A Lewis, who also goes by Jason Allen Lewis, Jason Allen Lewis, is a registered financial advisor currently at RSG INVESTMENTS LLC located in Overland Park, Kansas.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jason has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Allen Lewis | Jason Allen Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2025 - Present

RSG INVESTMENTS LLC

Office #1: 6801 W 107th St, Overland Park, KS 66212

RIA

CRD#: 323527

Overland Park, KS

Past

March 19, 2024 - February 4, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LEAWOOD, KS

Past

March 19, 2024 - February 4, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LEAWOOD, KS

Past

January 26, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Leawood, KS

Past

January 26, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Leawood, KS

Past

April 6, 2010 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Leawood, KS

Past

April 6, 2010 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Leawood, KS

Past

March 4, 2010 - December 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

Leawood, KS

Past

October 5, 2009 - January 7, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

KANSAS CITY, MO

Past

September 14, 2006 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

KANSAS CITY, MO

Past

June 24, 2005 - May 8, 2006

INVEST FINANCIAL CORPORATION

CRD#: 12984

OVERLAND PARK, KS

Past

February 28, 2005 - May 13, 2005

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

March 16, 2004 - September 3, 2004

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

October 22, 2003 - January 20, 2004

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

October 2, 2002 - May 16, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

September 5, 2001 - August 12, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RSG INVESTMENTS LLC

CRD#: 323527 / SEC#: 801-132178

RIA

Registered Investment Advisory firm - (3/13/2025 Approved)

Florida

Registered Investment Advisory firm - (3/28/2025 Terminated)

Kansas

Registered Investment Advisory firm - (3/28/2025 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2001

General Securities Representative Examination

Current Firm

RSG INVESTMENTS LLC

CRD#: 323527 / SEC#: 801-132178

RIA

Registered Investment Advisory firm - (3/13/2025 Approved)

Florida

Registered Investment Advisory firm - (3/28/2025 Terminated)

Kansas

Registered Investment Advisory firm - (3/28/2025 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2025 Terminated)

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Contact information

Main Address

6801 W 107th St, Overland Park, KS 66212

Mailing Address

Phone number

(913) 685-9422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,055
AUM (Assets Under Management)	$ 116,445,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

INVEST FINANCIAL CORPORATION

STATE FARM VP MANAGEMENT CORP.

FORESTERS EQUITY SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

RSG INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2010

Series 63

Date: 9/7/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2001

Current Firm

RSG INVESTMENTS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

RSG INVESTMENTS LLC

TRUST BUT VERIFY

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