DC
Daniel S. Cook
COOK FINANCIAL DESIGNS
VIRGINIA BEACH, VA 23451
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CRD#: 4423756
DC
Professional summary
Daniel Stephen Cook, CFP® is a registered financial advisor currently at COOK FINANCIAL DESIGNS, INC. located in Virginia Beach, Virginia.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daniel has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DANIEL S COOK, P.L.L.C.; NOT INVESTMENT RELATED; 1060 LASKIN ROAD SUITE 25B, VIRGINIA BEACH, VA 23451; CPA; OWNER; 1989-PRESENT; 15 HOURS PER MONTH;CORPORATE, PARTNERSHIP & INDIVIDUAL TAX PREPARATION. PREPARING TAX RETURNS, TAX PROJECTIONS, MEETING WITH CLIENTS.
2)COOK FINANCIAL DESIGNS, INC; NOT INVESTMENT RELATED; 1060 LASKIN ROAD SUITE 25B, VIRGINIA BEACH, VA 23451; INSURANCE PRODUCTS; PRESIDENT; 12/31/2002 TO PRESENT; 2 HOURS PER MONTH; SALE OF LIFE, DISABILITY, LTC, FIXED ANNUITIES AND INDEX ANNUITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Stephen Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2001 - Present
COOK FINANCIAL DESIGNS, INC.
Office #1: 1060 Laskin Road Suite 25b, Virginia Beach, VA 23451RIA
CRD#: 115241
VIRGINIA BEACH, VA
Past
May 7, 2002 - December 2, 2002
RETIREMENT SECURITY GROUP OF VA. INC.
RIA
CRD#: 120518
VIRGINIA BEACH, VA
Past
July 23, 2001 - October 16, 2012
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COOK FINANCIAL DESIGNS, INC.
COOK FINANCIAL DESIGNS, INC. | DANIEL STEPHEN COOK | DANIEL S. COOK, P.L.L.C. | COOK'S FINANCIAL DESIGNS
CRD#: 115241 / SEC#: 801-129969
RIA
Registered Investment Advisory firm - (4/23/2024 Approved)Louisiana
Registered Investment Advisory firm - (5/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Texas
Registered Investment Advisory firm - (5/7/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/13/2019)
IAR
North Carolina(9/11/2017)
IAR
Texas(10/17/2012)
IAR
Virginia(9/5/2001)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CF
COOK FINANCIAL DESIGNS, INC.
COOK FINANCIAL DESIGNS, INC. | DANIEL STEPHEN COOK | DANIEL S. COOK, P.L.L.C. | COOK'S FINANCIAL DESIGNS
CRD#: 115241 / SEC#: 801-129969
RIA
Registered Investment Advisory firm - (4/23/2024 Approved)Louisiana
Registered Investment Advisory firm - (5/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Texas
Registered Investment Advisory firm - (5/7/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1060 Laskin Road Suite 25b, Virginia Beach, VA 23451
Mailing Address
Phone number
(757) 498-4810
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 141,980,568 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
