Todd M. Cour

BUENA VISTA INVESTMENT MANAGEMENT LLC

Wisconsin Rapids, WI 54494

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CRD#: 4423552

Professional summary

Todd Michael Cour is a registered financial advisor currently at BUENA VISTA INVESTMENT MANAGEMENT LLC located in Wisconsin Rapids, Wisconsin.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Todd has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. the name of the other business: Insurance Sales; whether the business is investment-related: No; the address of the other business: Same as Adviser; the nature of the other business: Life Insurance and fixed, Immediate and Index annuity sales; your position, title, or relationship with the other business: Insurance sales; the start date of your relationship: 2012; the approximate number of hours/month you devote to the other business: 8; the number of hours you devote to the other business during securities trading hours: 1-2 per week; and briefly describe your duties relating to the other business Sale of Life Insurance and fixed, Immediate and Index annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Cour's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2020 - Present

BUENA VISTA INVESTMENT MANAGEMENT LLC

Office #1: 478 East Grand Ave Suite 202, Wisconsin Rapids, WI 54494

RIA

CRD#: 123252

Wisconsin Rapids, WI

Past

January 3, 2020 - January 6, 2020

BUENA VISTA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 123252

WISCONSIN RAPIDS, WI

Past

May 31, 2017 - December 31, 2019

COUR FINANCIAL LLC

RIA

CRD#: 287729

WISCONSIN RAPIDS, WI

Past

January 16, 2014 - December 1, 2016

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Wisconsin Rapids, WI

Past

November 27, 2013 - May 30, 2017

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

WICONSIN RAPIDS, WI

Past

May 25, 2012 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

WISCONSIN RAPIDS, WI

Past

May 25, 2012 - December 11, 2013

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

WISCONSIN RAPIDS, WI

Past

April 23, 2012 - December 4, 2013

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

WISCONSIN RAPIDS, WI

Past

February 22, 2011 - December 31, 2013

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

WISCONSIN RAPIDS, WI

Past

February 22, 2011 - April 23, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

WISCONSIN RAPIDS, WI

Past

March 17, 2006 - February 24, 2011

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WISCONSIN RAPIDS, WI

Past

March 10, 2006 - February 24, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

WISCONSIN RAPIDS, WI

Past

October 20, 2005 - February 28, 2006

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

WISCONSIN RAPIDS, WI

Past

August 15, 2005 - February 23, 2006

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

WISCONSIN RAPIDS, WI

Past

July 1, 2002 - August 16, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

November 15, 2001 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BUENA VISTA INVESTMENT MANAGEMENT LLC

CRD#: 123252 / SEC#: 801-63732

RIA

Registered Investment Advisory firm - (6/29/2012 Terminated)

Florida

Registered Investment Advisory firm - (11/29/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2019 Terminated)

Michigan

Registered Investment Advisory firm - (1/3/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (12/31/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (5/3/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

478 East Grand Ave Suite 202, Wisconsin Rapids, WI 54494

Mailing Address

Phone number

(715) 423-9505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 29,167,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd M. Cour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Cour's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUENA VISTA INVESTMENT MANAGEMENT LLC

COUR FINANCIAL LLC

REGULUS FINANCIAL GROUP, LLC

REGAL INVESTMENT ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

ONYX WEALTH ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2004

Series 63

Date: 11/16/2001

SIE

Date: 12/1/2016

Series 7

Date: 6/3/2004

Series 6

Date: 11/14/2001

Current Firm

BUENA VISTA INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUENA VISTA INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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