AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
IB

Ivana V. Bouras

TRUMID FINANCIAL LLC
New York, NY 10018
Some features on this profile are disabled
CRD#: 4423501
IB

Professional summary

Ivana Veliki Bouras, who also goes by IVana V Bouras, Ivana Veliki Dzajkic, is a registered financial professional currently at TRUMID FINANCIAL LLC located in New York, New York.

Ivana is registered as a RR (Registered Representative) and started their career in finance in 2001. Ivana has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ivana V Bouras | Ivana Veliki Dzajkic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ivana Veliki Bouras's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2024 - Present

TRUMID FINANCIAL LLC

Office #1: 1411 Broadway Suite 2410, New York, NY 10018
BD
CRD#: 172129
New York, NY
Past

October 1, 2018 - May 6, 2022

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

October 13, 2016 - July 6, 2017

XP INVESTMENTS US, LLC

BD
CRD#: 156691
NEW YORK, NY
Past

July 15, 2015 - October 4, 2016

BANCO VOTORANTIM SECURITIES, INC.

BD
CRD#: 139788
NEW YORK, NY
Past

October 16, 2014 - July 14, 2015

HOLISTIC BROKERAGE, LLC

BD
CRD#: 46001
New York, NY
Past

June 1, 2009 - September 5, 2014

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
NEW YORK, NY
Past

February 9, 2009 - June 5, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

November 29, 2006 - February 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

November 16, 2001 - February 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/4/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/11/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/6/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/8/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TRUMID FINANCIAL LLC
TRUMID FINANCIAL LLC

CRD#: 172129 / SEC#: , 8-69500

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1411 Broadway Suite 2410, New York, NY 10018
Mailing Address
1411 Broadway Suite 2410, New York, NY 10018
Phone number
(212) 618-0388
Established
Delaware since 06/04/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRUMID HOLDINGS LLCPARENT
BARRETT, LANCE MATTHEWFINOP6999105
KNOPP, CHERYL JODICHIEF COMPLIANCE OFFICER5273448
MATEO, RONALD MICHAELCEO2802819
SIRACUSE, DANIEL JCHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER5752088
SOBEL, MICHAEL EVANPRESIDENT4430822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUMID FINANCIAL LLC

CRD#: 172129New York, NY 10018

TRUST BUT VERIFY

Monitor Ivana Bouras

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.