David W. Huff

DW HUFF ADVISORY

CHALMETTE, LA 70043

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CRD#: 4423458

Professional summary

David William Huff, who also goes by David William Huff, is a registered financial advisor currently at DW HUFF ADVISORY located in Chalmette, Louisiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David William Huff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since June 2019 David Huff is the owner of DW Huff Consulting (public accounting firm). In this position, David Huff provides tax accounting services to individuals and businesses. He devotes approximately 60% of his time during trading hours to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Huff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2024 - Present

DW HUFF ADVISORY

Office #1: 908 W Judge Perez Dr Suite C, Chalmette, LA 70043

RIA

CRD#: 332064

CHALMETTE, LA

Past

January 20, 2004 - June 7, 2017

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

MERAUX , LA

Past

August 17, 2001 - June 7, 2017

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/28/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/5/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2001

General Securities Representative Examination

Current Firm

DW HUFF ADVISORY

DAVID HUFF LLC | DW HUFF ADVISORY

CRD#: 332064 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/23/2024 Approved)

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Contact information

Main Address

908 W Judge Perez Dr Suite C, Chalmette, LA 70043

Mailing Address

Phone number

(504) 603-9990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 160,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Huff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Huff's CRS (Customer Relationship Summary).

Certified licenses

Experience

DW HUFF ADVISORY

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/2006

Series 65

Date: 10/5/2000

SIE

Date: 6/7/2017

Series 7

Date: 8/16/2001

Current Firm

DW HUFF ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DW HUFF ADVISORY

TRUST BUT VERIFY

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