Jonathan D. Crandall

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CRD#: 4423387

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan David Crandall, who also goes by Jon David Crandall, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2001. Jonathan had worked at 5 firms and has passed the Series 65, Series 63, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jon David Crandall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 30, 2009 - February 29, 2012

QUADCAP WEALTH MANAGEMENT, LLC

RIA

CRD#: 151490

DALLAS, TX

Past

September 9, 2009 - October 30, 2009

CAPWEST SECURITIES, INC.

RIA

CRD#: 30002

DALLAS, TX

Past

June 2, 2009 - October 30, 2009

CAPWEST SECURITIES, INC.

CRD#: 30002

DALLAS, TX

Past

February 21, 2008 - May 29, 2009

TEXAS E&P PARTNERS, INC.

CRD#: 127228

RICHARDSON, TX

Past

August 3, 2001 - August 22, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 3, 2001 - August 22, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUADCAP WEALTH MANAGEMENT, LLC

CRD#: 151490 / SEC#: 801-79483

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

Louisiana

Registered Investment Advisory firm - (5/12/2014 Terminated)

Mississippi

Registered Investment Advisory firm - (5/8/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/14/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2009

General Securities Principal Examination

Current Firm

QUADCAP WEALTH MANAGEMENT, LLC

CRD#: 151490 / SEC#: 801-79483

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

Louisiana

Registered Investment Advisory firm - (5/12/2014 Terminated)

Mississippi

Registered Investment Advisory firm - (5/8/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2014 Terminated)

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Contact information

Main Address

2600 Network Blvd Suite 300, Frisco, TX 75034

Mailing Address

Phone number

(972) 818-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - QUADCAP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,764
AUM (Assets Under Management)	$ 1,136,687,690

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan D. Crandall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPWEST SECURITIES, INC.

CAPWEST SECURITIES, INC.

TEXAS E&P PARTNERS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

QUADCAP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2009

Series 63

Date: 2/4/2008

Series 66

Date: 8/14/2001

Series 7

Date: 2/14/2008

Series 24

Date: 3/4/2009

Current Firm

QUADCAP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

QUADCAP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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