Richard M. Tancill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Tancill was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1970. Richard had worked at 6 firms and has passed the Series 63, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1994 - December 31, 2012
REGISTER FINANCIAL ASSOCIATES, INC.
April 9, 1990 - January 5, 1994
TRUIST SECURITIES, INC.
May 19, 1978 - January 31, 1990
KIDDER, PEABODY & CO. INCORPORATED
March 9, 1978 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
October 31, 1971 - March 25, 1978
REYNOLDS SECURITIES, INC.
April 13, 1970 - September 27, 1971
RAUSCHER PIERCE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/15/1959
Registered Representative ExaminationCurrent Firm
REGISTER FINANCIAL ASSOCIATES, INC.
CRD#: 30568 / SEC#: , 8-45012
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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