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Gary Wayne Chambers

CRD# 44233·Registered 1965 - 2016
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Wayne Chambers, who also goes by Gary Wayne Chambers Sr, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1965 - 2016. Gary had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 53, Series 24, F04 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Wayne Chambers Sr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

FIRST SECURITY FUND ADVISERS, INC.·CRD# 179538
RIA
Little Rock, AR
August 3, 2015 - November 15, 2016
CREWS & ASSOCIATES, INC.·CRD# 8052
BD
Little Rock, AR
October 12, 2004 - September 16, 2016
U.S. ASSOCIATES, INC.·CRD# 13511
BD
May 2, 1988 - February 13, 1989
FIRST STATE INVESTMENTS, INC.·CRD# 16693
BD
December 8, 1987 - April 19, 1988
FIRST INVESTMENT SECURITIES, INC.·CRD# 13459
BD
September 6, 1984 - June 24, 1988
UNITED CAPITAL CORPORATION·CRD# 8268
BD
July 12, 1982 - January 11, 1984
BRITTENUM & ASSOCIATES, INC.·CRD# 7179
BD
November 4, 1977 - March 23, 1982
LADD DINKINS & COMPANY·CRD# 504
BD
April 13, 1965 - November 28, 1971

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Current Firm

FS
FIRST SECURITY FUND ADVISERS, INC.

FIRST SECURITY FUND ADVISERS, INC.

CRD#: 179538 / SEC#: 801-96186

Contact Information

Main Address

521 President Clinton Avenue Suite 800, Little Rock, AR 72201

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Apr 1965

Series 53 — Municipal Securities Principal Examination

Passed Nov 2004About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 2004About the Series 24 exam

F04 — Financial Principal Examination

Passed Dec 1977

Series 40 — Registered Principal Examination

Passed Dec 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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