Brooke R. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooke R. Webb, who also goes by Brooke Ruby Price, was a registered financial professional .
Brooke is a previously registered financial professional and started their career in finance in 2001. Brooke had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - January 8, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
August 14, 2014 - October 30, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
October 31, 2011 - August 4, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
May 17, 2010 - August 30, 2011
THE INSTITUTE
October 30, 2009 - February 3, 2010
EQUITABLE ADVISORS, LLC
October 30, 2009 - February 3, 2010
EQUITABLE ADVISORS, LLC
April 25, 2007 - September 9, 2009
TD AMERITRADE, INC.
April 17, 2007 - September 9, 2009
TD AMERITRADE, INC.
April 17, 2007 - September 9, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 6, 2005 - July 18, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - July 18, 2006
CHASE INVESTMENT SERVICES CORP.
November 18, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
November 18, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
October 3, 2002 - July 25, 2003
PRUCO SECURITIES, LLC.
August 1, 2001 - July 25, 2003
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
