Myles A. Walton
Professional summary
Myles Alexander Walton, who also goes by Myles Alexander Walton, Myles Walton, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in Boston, Massachusetts.
Myles is registered as a RR (Registered Representative) and started their career in finance in 2002. Myles has worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Myles Alexander Walton's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2022 - Present
WOLFE RESEARCH SECURITIES
Office #1: 1 International Place Suite 790 Boston Ma 02110 Suite 790, Boston, MA 02110March 15, 2018 - September 15, 2022
UBS SECURITIES LLC
April 20, 2010 - March 9, 2018
DEUTSCHE BANK SECURITIES INC.
January 14, 2008 - March 16, 2010
OPPENHEIMER & CO. INC.
May 26, 2004 - January 14, 2008
CIBC WORLD MARKETS CORP.
October 16, 2002 - May 6, 2004
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2022)
(9/21/2022)
Exams
FINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WOLFE RESEARCH SECURITIES
CRD#: 151850Boston, MA 02110TRUST BUT VERIFY
Monitor Myles Walton
Get automatic monthly alerts on: