Kreg D. Gilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kreg David Gilson was a registered financial professional .
Kreg is a previously registered financial professional and started their career in finance in 2001. Kreg had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2008 - September 24, 2012
TD AMERITRADE, INC.
December 5, 2008 - September 24, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 12, 2008 - September 24, 2012
TD AMERITRADE, INC.
January 18, 2002 - December 31, 2003
WADDELL & REED
January 3, 2002 - December 31, 2003
WADDELL & REED
August 31, 2001 - November 16, 2001
IDS LIFE INSURANCE COMPANY
August 31, 2001 - November 16, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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