Michael L. Rogers

MLR RETIREMENT SERVICES

Morgan Hill, CA

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CRD#: 4422835

Professional summary

Michael Lance Rogers is a registered financial advisor currently at MLR RETIREMENT SERVICES located in Morgan Hill, California and FILICE RETIREMENT SERVICES located in San Jose, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 9 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Filice Retirement Services, investment adviser, 60% of time since 09/01/2017 to present. 1762 Technology Drive, Suite 226, San Jose, CA 95110

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lance Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2017 - Present

MLR RETIREMENT SERVICES

RIA

CRD#: 286377

Morgan Hill, CA

Current

September 12, 2017 - Present

FILICE RETIREMENT SERVICES

Office #1: 1762 Technology Drive Suite 226, San Jose, CA 95110

RIA

CRD#: 135984

San Jose, CA

Past

April 6, 2016 - August 29, 2016

CREATIVE PLANNING

RIA

CRD#: 105348

Morgan Hill, CA

Past

January 13, 2015 - March 16, 2016

BPM ADVISORS, INC.

RIA

CRD#: 164441

SAN JISE, CA

Past

August 15, 2012 - December 31, 2014

BPM ADVISORS, INC.

RIA

CRD#: 164441

PALO ALTO, CA

Past

April 15, 2009 - July 31, 2012

VISTA WEALTH MANAGEMENT, LLC

RIA

CRD#: 110252

PALO ALTO, CA

Past

January 15, 2008 - March 6, 2009

BPM WEALTH MANAGEMENT, LLC

RIA

CRD#: 126494

SAN FRANCISCO, CA

Past

February 22, 2007 - May 1, 2007

STANCORP EQUITIES, INC.

CRD#: 19517

SAN JOSE, CA

Past

January 1, 2007 - May 4, 2007

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PORTLAND, OR

Past

June 24, 2004 - January 1, 2007

INVESMART ADVISORS INC

RIA

CRD#: 108731

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MLR RETIREMENT SERVICES

MLR RETIREMENT SERVICES | ROGERS, MICHAEL LANCE

CRD#: 286377 / SEC#: 801-109990

RIA

Registered Investment Advisory firm - (3/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/6/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/23/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 2/21/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MLR RETIREMENT SERVICES

MLR RETIREMENT SERVICES | ROGERS, MICHAEL LANCE

CRD#: 286377 / SEC#: 801-109990

RIA

Registered Investment Advisory firm - (3/8/2017 Approved)

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Contact information

Main Address

Campbell, CA

Mailing Address

Phone number

(408) 621-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2 (5/29/2024)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael L. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lance Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

FILICE RETIREMENT SERVICES

CREATIVE PLANNING

BPM ADVISORS, INC.

BPM ADVISORS, INC.

VISTA WEALTH MANAGEMENT, LLC

BPM WEALTH MANAGEMENT, LLC

STANCORP EQUITIES, INC.

STANCORP INVESTMENT ADVISERS, INC.

INVESMART ADVISORS INC

Primary Firm SEC Registration

MLR RETIREMENT SERVICES

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/2005

Series 65

Date: 6/23/2004

Series 6

Date: 2/21/2007

Current Firm

MLR RETIREMENT SERVICES

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MLR RETIREMENT SERVICES

TRUST BUT VERIFY

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