Kyle A. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Aaron Murray was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2002. Kyle had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - April 4, 2022
FIRST COMMAND ADVISORY SERVICES
January 2, 2015 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
January 2, 2015 - April 4, 2022
FIRST COMMAND BROKERAGE SERVICES, INC.
June 22, 2011 - December 8, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 22, 2011 - December 8, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 6, 2010 - June 6, 2011
1ST GLOBAL CAPITAL CORP.
October 23, 2009 - May 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 16, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 23, 2006 - October 15, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 23, 2002 - October 15, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
